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We join with those who mourn the loss of life,  the injuries, and the disruption of lives caused  by the attacks  against Washington,  DC, and  New York, N.Y.    All those effected -- the brave people who helped in rescue efforts, those involved in America's response to terror and in the war with Iraq-- are in our thoughts and prayers.

Chapter IV:  Reporting Guidelines




Supervisors, co-workers, and individuals themselves, have a responsibility to report unfavorable information.  The following information is provided to assist in this reporting requirement.

A.  INITIAL REPORTING REQUIREMENTS

The initial report is a summary of the information brought to the supervisor.  This information is then reported to the FSO.  For example, the following information should be provided in an alcohol or drug related situation.
     1.    What substance did subject use or possess?
     2.   How was this use or possession discovered?
     3.   Were there prior incidents of the matter?  If so, when and how often?
     4.   How much of the substance was involved?
     5.   Has or will the individual be referred to alcohol or drug counseling? Has or will the individual voluntarily commit himself/herself?
     6.   Has or will disciplinary action or administrative action been taken?
     7.   If arrested by the authorities, has a court date been set?  Where? When?
     8.   List other offenses, related or unrelated, to include actions taken.

B.     FOLLOW-UP REPORTS

Follow-up reports should be submitted to the FSO when there are any changes to the initial report or additional information comes to light since the initial report was submitted.  Examples of other information which should be forwarded to the FSO include completion of or withdrawal (prior to completion) from rehab programs, administrative leave, recommendations regarding suspension or continued suspension of access, or termination of employment.

C.    REPORTING SUGGESTIONS

The singular important element of the reporting requirement is doing just that: reporting.  People often hesitate reporting because they do not have – in their mind – credible or complete information.  Others believe they must play detective or act out the espionage thriller last seen on the TV.  Nothing could be further from the truth.  Any person knowing information of another that bears upon the credibility of that other person's access to classified information or assignment to a position of trust, must report the following regarding that information to his or her supervisor: who, what, when, and where.

The supervisor, in turn, should not delay reporting this information to the FSO.  The supervisor should gather information regarding the individual, favorable and unfavorable, and make an appointment with the FSO at the first available opportunity.

D. SUSPENSION OF ACCESS

Suspension of access is the temporary withdrawal of an individual’s ability to access to classified information pending final adjudicative action by DOHA.  Suspension is accomplished in one of the following ways:

  • Local suspension by supervisor or other management  official
  • Formal suspension by DISCO/DOHA
Most supervisors are very hesitant to suspend or recommend suspension of an employee’s access.  They believe they have a mission to accomplish and one less person to aid in that accomplishment places an additional hardship on them and their other employees.  Some may think they are being cops or doing the FSO’s job.  Please remember that circumstances involved in a case should be used to determine suspension or retention of access.

Administrative decisions affecting disciplinary actions against an employee from verbal reprimands to termination of employment do not relieve supervisors and management officials from the responsibility of reporting adverse information to the FSO.

If, for instance, the employee is determined to be culpable in an instance of willful disregard of personal responsibility to safeguard classified information and employment is terminated, the responsibility for reporting the adverse information to DISCO still exists.
 
 

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All Rights Reserved.  Copyright © 2000 by the Vandenberg Security Awareness Council.  Last Updated:  July 7, 2000.